重要文件及风险披露

现金账户协议

Cash Account Agreement

气候相关风险管理和披露政策 

Climate-Related Risks Management and Disclosure Policy

期货客户协议

Future Client Agreement

投资者识别制度

Investor Identification Regime

保证金客户协议(个人及法团客户)

Margin Client Agreement (Individual And Corporate Clients)

期权账户附件

Options Account Addendum

风险披露声明(一般)

Risk Disclosure Statement(General)

顺安第三方平台官方账号服务条款

Terms of CIS Third-Party Platform Official Account Service

客戶资料表(公司戶口－证券、保证金)

Customer Information Form (Corporate Account－

Securities、Margins)     

客户资料表(公司户口－股票期权、期货) 

Customer Information Form (Corporate Account－

Stock Options 、Futures)

实体自我证明表格(海外账户税收合规法案及共同汇报标准)

Entity Self-Certification Form (FATCA and CRS)   

担保书

Letter of Guarantee

取消账户表格

Account Closing Form

备兑/解除备兑/指定行驶 股票期权合约之股票转移指示 

Stock Transfer Instruction for Coverage/ De-Coverage/ Assignment of Stock Option Contract

股票交收指示/独立投资者交收指示申请表

SI / ISI Request Form   

W-8BEN-E (企业适用)

W-8IMY

W-9 (美国公民适用)